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Home > Financial Services > Stock Brokers > Taylor Securities, Inc.
Taylor Securities, Inc.
Taylor Securities is a member of NASD, the National Association of Securities Dealer. NASD is a self regulatory organization of the securities industry responsible for the operation and regulation of the NASDQ stock market and over the counter markets. It also administrates exams for the investments professionals, such as the series of 7 exams.
Taylor Companies was founded in June of 1975. In 1982, Taylor Webster was formed to provide consulting, design and administration services for companies with retirement plans. In 1985, Taylor Securities was formed to provide investment services for their retirement plan and individual clients.
Retirement Plan Design and Consulting Plan Design, Provide design for retirement plans to best accomplish the client’s goals. Full range of documents tailored to meet desired goals and comply with all laws and regulations. Assist clients with retirement plan issues raised by the Internal Revenue Service and Department of Labor.
Annually provide all administration requirements including verification of contributions, testing and government filings. Calculate vested benefits for distributions and provide appropriate tax filings. Communicate with participants by explaining the key points of the plan and the investment choices at each plan entry date. Communicate with client's accountant regarding tax deductions for the plan and audit information, where needed.
Through Taylor Securities they deal directly with fund companies to customize a menu that meets the needs of all participants in a plan. By dealing direct, they can eliminate unnecessary costs and expenses to the plan and participants. Employer Fiduciary Responsibilities, Provide client with a process to meet the Department of Labor requirements Top Quartile Funds Low Total Expense Ratios.
They plan to quickly recover and resume business operations after a significant business disruption and respond by safeguarding their employees and property, making a financial and operational assessment, protecting the firm's books and records, and allowing their customers to transact business. Taylor Securities has developed a Business Continuity Plan on how they will respond to events that significantly disrupt their business. Since the timing and impact of disasters and disruptions is unpredictable, they will have to be flexible in responding to actual events as they occur.
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