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Home > Financial Services > Stock Brokers > Sii Investments, Inc.

Sii Investments, Inc.

Sii Investments, Inc. is a member of NASD, the National Association of Securities Dealers. NASD is a self-regulatory organization of the securities industry responsible for the operation and regulation of the NASDQ stock market and over the counter markets. It also administrates exams for the investments professionals, such as the series of 7 exams.

The Company is a full-service, independent broker dealer comprised of a team of professionals whose knowledge, insight, skills, and ingenuity rank among the top talent in the financial services industry. SII Investments is a financial services broker-dealer for investment professionals nationwide.

SII representative has access to cutting-edge products and services which help them to protect wealth that include a complete line of investment products including stocks and bonds, fixed and variable annuities, mutual funds, and other insurance products, online capabilities to transact your business promptly and accurately any time 24 hours a day, 7 days a week, and ongoing training and seminars to stay on top of trends and give you better service. They recognize that you expect them to protect the information you provide them and to use it responsibly. They are strongly committed to fulfilling the trust that is the foundation of your expectations.

SII has a contingency plan in place for a worse case scenario that could affect the firm, building in which the firm resides, city, or region. Types of disasters include that Natural causes, Technical causes and Human causes. There are more than 8,000 mutual funds available for sale in the U.S. SII focuses on a group of some of the largest and most well-known mutual fund and insurance companies that offer a wide spectrum of investment choices. The Company has identified critical tasks such as trading, deposits, withdrawals, any market sensitive items, and ensuring customers have access to their cash and securities.

Sii Investments, Inc. role is to provide the best resources available to help the financial representative serve them.

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