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Home > Financial Services > Stock Brokers > Temper of the Times Investor Services
Temper of the Times Investor Services
Temper Of The Times Investor Services is a member of NASD, the National Association of Securities Dealers. NASD is a self-regulatory organization of the securities industry responsible for the operation and regulation of the NASDQ stock market and over the counter markets. It also administrates exams for the investments professionals, such as the series of 7 exams.
The Securities and Exchange Commission requires that all broker-dealers advise customers of the broker's practice with respect to payment for order flow. Payment for order flow includes any financial payment, service, property, or other benefit that results in remuneration, compensation, or consideration to a broker-dealer from a broker-dealer, National Securities Exchange, Registered Securities Association, or Exchange Member for Execution.
The Company places orders for execution with Madoff, Inc., a firm that makes a market in about half of the securities. The company receives compensation in that there are no brokerage commissions charged to Temper for these transactions by Madoff. Additional information may be furnished upon written request. Payment for order flow must be consistent with Temper's duty to provide its customers with best execution.
Their computers can accept no more than 18 stocks per order. You may place as many orders as you wish, but they need a separate check for each entire order. You may make copies of this order form.
Orders accepted by Temper of the Times Investor Services are backed up at two locations off site nightly. They would be able to access all their customer information at a new location. Once your account is open at the transfer agent for the company you ordered, you are no longer an active customer of the Temper Enrollment Service, although they do keep a record of the orders they fulfill for you.
The Company acknowledges your order immediately and accepts orders until the last day of the month. Any corrections must arrive before the last day of the acknowledgment month. Temper closes its entry system for new orders on the last day of the month. Stock orders are placed at the beginning of the following month, and the DRIP enrollment process should be completed by the end of that month or the middle of the next month.
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