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Home > Financial Services > Stock Brokers > Stephen A. Kohn & Associates, Ltd.
Stephen A. Kohn & Associates, Ltd.
Stephen A. Kohn & Associates is a member of NASD, the National Association of Securities Dealers. NASD is a self-regulatory organization of the securities industry responsible for the operation and regulation of the NASDQ stock market and over the counter markets. It also administrates exams for the investments professionals, such as the series of 7 exams.
Stephen A. Kohn & Associates is a full-service, personal investment banking firm with headquarters in Lakewood, Colorado. The Firm clears its transactions, fully disclosed, through the National Financial Services, LLC, a New York Stock Exchange Member Firm. In addition, the Firm is a Registered Investment Advisor (RIA). Stephen A. Kohn and Associates, Ltd. is a member of the National Association of Securities Dealers, the Security Investor Protection Corporation and the Municipal Securities Rulemaking Board. The Company Services include Corporate Finance, Strategic Planning, Personal Financial Planning, Account Management and Investment Services including Equity, Debt, Investment Companies, Direct Participation Programs, Insurance Product Offerings and Real Estate Mortgage Broker Services.
Stephen A. Kohn & Associates, Ltd. has access to all exchanges, both national and international, and financial vehicles ranging from common to preferred and convertible stocks, to over 4000 mutual funds, corporate, government and municipal bonds, CD's and commercial paper, etc. For either your cash or margin account, your joint, corporate, pension, trust, UGMA, Keogh, or IRA account, they are confident in their ability to research and recommend investments suitable for your needs, goals, desires and aspirations.
Full Service, Personal Investment Banker staffed with seasoned, independent investment professionals. Stephen A. Kohn & Associates, Ltd. offers studied investment advice to the serious investor. The company's goal is to have steady growth through working closely with their customers to help them succeed. With the past performance of the company in mind and the expertise and dedication of the management and staff the company is expected go to far greater heights in the near future.
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