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  Home > Financial Services > Stock Brokers > Stephens Inc.

Stephens Inc.

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Stephens Inc. is a member of NASD, the National Association of Securities Dealers. NASD is a self-regulatory organization of the securities industry responsible for the operation and regulation of the NASDQ stock market and over the counter markets. It also administrates exams for the investments professionals, such as the series of 7 exams.

The firm was founded in 1933. Stephens Inc. is a privately held, full-service investment banking firm. The Stephens familyhas a corporate philosophy that leads to ongoing client relationships based on integrity and respect for accumulated capital. It is full service investment banking and brokerage firm headquartered in Little Rock, Arkansas, today announced the firm’s expansion of its U.S. small-capitalization money management strategies.
 
The Stephens U.S. small cap growth strategy will be managed by a team of equity investment specialists led by senior portfolio manager Ryan E. Crane, CFA. Nothing exemplifies what the Stephens organization is all about better than the process of investing in the most innovative, best run corporate enterprises they can find. This is an important step in providing the results of that process to their clients. Employee morale is quite high at Stephens, and being the largest full-service investment bank headquartered in the South as well as family-owned only helps to boost this morale. Even under bad market conditions Stephens pays its employees extremely well.

The company offers a variety of investment banking services, including advising for IPO’s and mergers and acquisitions. The company's Stephens Capital Management division provides asset-management services, while Stephens Group invests in companies from a wide range of industries. The firm also offers municipal and state bond financing, institutional trading, insurance advisory services, and equity research.
 
The mission of Stephens Inc. is to become a trusted advisor to their clients in all aspects of their business and personal investments. They assist their clients as they interact with the financial markets, consider capital formation and preservation, and analyze strategic alternatives.
 

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