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Home > Financial Services > Stock Brokers > Sinclair & Company, Llc

Sinclair & Company, Llc

Sinclair & Company, Llc is a member of NASD, the National Association of Securities Dealers. NASD is a self-regulatory organization of the securities industry responsible for the operation and regulation of the NASDQ stock market and over the counter markets. It also administrates exams for the investments professionals, such as the series of 7 exams.

The Company is a broker dealer specializing in alternative asset investment products and was founded by Laurence J. Galvin in 2005. They have assembled a diverse team of investment professionals with extensive expertise in alternative asset investments. It is their mission to fully research and recommend solutions for their client’s investment objectives. They are able to service qualified and accredited investors and they continually are searching for new and unique alternative investment strategies and products.

The Company offers a large range of investment strategies ranging from the simple to the sophisticated, depending on the clients needs. This means that they represent a myriad of single managers with strategies employing equities, fixed income and futures, to structured products that have multi-managers, multi-strategies, principal protection features and private placement life insurance. They offer is set up annomis conference call between their investor and perspective fund managers so they can conduct an initial due diligence call with out being identified to the fund manger.

Their qualified investors represent a diverse range of the institutional investment community including that Private Banks, Public & Private Pension Plans, Educational Endowments etc. An investment with Sinclair & Company, LLC is speculative, involves a high degree of risk, and is only designed for qualified investors. Sinclair & Company, LLC is also a licensed life insurance producer in the State of Connecticut.

Sinclair & Company, Llc goals are to match their client needs, whether it is risk & reward, strategy specific, or structured products to fill their needs.

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