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Home > Financial Services > Stock Brokers > Sterne Agee Financial Services, Inc.

Sterne Agee Financial Services, Inc.

Sterne Agee Financial Services is a member of NASD, the National Association of Securities Dealers. NASD is a self-regulatory organization of the securities industry responsible for the operation and regulation of the NASDQ stock market and over the counter markets. It also administrates exams for the investments professionals, such as the series of 7 exams.

As a wholly owned subsidiary of the Sterne, Agee & Leach Group, Sterne Agee Financial Services is part of a tradition of serving the investment needs of clients that dates back to 1901. Over a century ago, the founders of Sterne Agee were serving clients with one goal in mind: to deliver superior financial services and advice to help clients achieve their financial goals. Today, Sterne Agee Financial Services is proud to continue that tradition as part of one of the oldest and largest privately owned brokerage groups in the country.

Estates & Trusts, Retirement, Tax Planning, Investing, Cash Management and Risk Management these services they provided to their clients.As a full service brokerage firm they can offer clients a total investment solution from equity trading to wealth management. They leverage the resources of the Sterne Agee family of companies to provide a high level of expertise and broad range of products and services to meet investors' needs.

Subsidiaries of the Sterne, Agee & Leach Group include Sterne, Agee and Leach, a registered broker dealer and member NYSE provides investment services to individuals, corporations, municipalities and other public and private institutions.

Sterne Agee Financial Services is a registered broker dealer and member NASD, serves a nationwide network of Independent Registered Representatives in branch offices and financial institutions. Sterne Agee Capital Markets, a registered broker dealer and member NASD, serves as a reintroducing firm for their clearing services to broker dealers nationwide. Sterne Agee Asset Management, a Registered Investment Advisor, provides professional discretionary asset management services to taxable and tax exempt clients.

The Trust Company of Sterne, Agee & Leach, established to meet the demands of individuals and institutions for higher levels of personal service and a broad selection of high quality investments within a fiduciary environment.

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