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Stock Cross Financial Services, Inc.


Stock Cross Financial Services, Inc. is a member of NASD, the National Association of Securities Dealers. NASD is a self-regulatory organization of the securities industry responsible for the operation and regulation of the NASDQ stock market and over the counter markets. It also administrates exams for the investments professionals, such as the series of 7 exams.
 
Stock Cross has been one of the pioneers in the discount brokerage industry. As one of the nation's oldest discount brokers, they have expanded to the West Coast to better serve the investing public across the country. Their status as a self-clearing New York Stock Exchange Member allows them to provide the complete service required by the experienced investor, as well as the careful attention necessary for new investors.
 
They offer many value-added services to our clients at no additional cost, free portfolio analysis to help achieve your investment goals, free Dividend Reinvestment Programs, Internet Trading and Account Access.At Stock Cross they are dedicated to believe that customer satisfaction must be their first priority.
 
In addition to offering one of the lowest discount commission schedules in the industry, they provide you with a variety of other investment products and value added services to make your asset consolidation more convenient.
 
The importance of protecting your personal information online is critical. They protect your personal information by incorporating powerful state-of-the-art security measures and all of your personal information is collected and stored on a secure area of their web site. A unique user ID and Personal Identification Number protect accesses to all secure areas of their website.
 
The firm limits the collection, use and retention of your personal information to the extent of administering and maintaining account and business services to you. Stock Cross collects non public personal information about you from applications and other sources with your consent. They may use such information to open and administer accounts or to send you information that they feel would be of interest to you.
 
 
 

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