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Home > Financial Services > Stock Brokers > Sloan Securities Corp.

Sloan Securities Corp.

Sloan Securities Corporation is a member of NASD, the National Association of Securities Dealers. NASD is a self-regulatory organization of the securities industry responsible for the operation and regulation of the NASDQ stock market and over the counter markets. It also administrates exams for the investments professionals, such as the series of 7 exams.

Since the founding of the company in 1987, Sloan Securities Corp. has sought to provide high quality innovative financial services with a client centric focus. From their roots as a small investment bank to their current evolution as a full service, multi-branch, institutional and retail investment firm, their senior management demands that they continue to work harder and smarter, continuously providing their clients with the high quality service and innovative solutions they have come to expect. The Corp. is a privately owned investment bank and brokerage firm providing high quality financial services to institutions, individuals and corporations. Utilizing today's latest technologies and their goal of exceeding client expectations, they empower their brokers and banking personnel to serve the needs of each client with an eye towards differentiating the firm by being sensitive to the varying needs of their diverse client base.

The Company’s experienced trading staff utilizes today's leading technologies to access a variety of liquidity pools. Access is provided through relationships they maintain with clearing agents, exchanges, brokers, ECNs, market makers, software vendors, and other electronic networks. Their trading desk is FIX compliant allowing for seamless connectivity between portfolio/order management systems and their state of the art order management system.

Sloan Securities provides Prime Broker Services and can act, on behalf of the customer, as a middle office to take on many of the administrative tasks such as reporting trades. In the end, there are only three things you can buy in this business: performance, integrity and service. Of these, integrity is by far the most important. Sloan is completely aware of the legal and ethical requirements of the profession. They motivation is to help others realize their aspirations as honestly and completely as they can.

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