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Home > Financial Services > Stock Brokers > Thornes & Associates, Inc. Investment Securities

Thornes & Associates, Inc. Investment Securities

Thornes & Associates Investment Securities is a member of NASD, the National Association of Securities Dealers. NASD is a self-regulatory organization of the securities industry responsible for the operation and regulation of the NASDQ stock market and over the counter markets. It also administrates exams for the investments professionals, such as the series of 7 exams.

Thornes & Associates is a regional securities firm with headquarters in Redlands, California. Thornes & Associates began operating in 1982 as a partnership under the name Gorian Thornes; the two principals had 22 years of prior investment experience with a major investment firm. In 1996 the partnership was dissolved and Thornes & Associates was established. The majority of their clients are in Southern California, although they represent and serve many clients throughout the country.

Thornes & Associates is a registered broker dealer and a registered investment advisor, registered with the Securities & Exchange Commission and several states. They are members of the National Association of Securities Dealers, the Securities Investors Protection Corporation and the Municipal Securities Rulemaking Board. Each account is insured up to $50 million through SIPC and Aetna Insurance.

They offer high quality stocks, bonds, and mutual funds. They follow strict guidelines as to quality and liquidity and diligently adhere to this disciplined approach by use of independent research from external and internal sources. Thornes & Associates, Investment Securities provides full service brokerage and investment management services to individuals, trusts, and institutions. These services include asset allocation, portfolio development, stock selection, bond ladders, retirement accounts and estate planning.

Thornes & Associates is providing Investment and Services such as Research Reports, High Net worth Municipal Bond Program, Individual Retirement Accounts, Mutual Funds, Medallion Money Market Accounts, Possibilities and Pitfalls the Internet as an Investment Tool. Companies Business Services such asRetirement Plans, Money Management, and Services for Executives. They understand the relationships between stocks and bonds and how to best serve their clients with a mix of securities specific to each client’s needs. They will arrange cash flows and tax timing to suit each client’s desires.

The mission of their firm is to provide outstanding customer service to their clients while acquiring and managing high quality securities for their benefit.

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