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Home > Financial Services > Stock Brokers > Southwestern Capital Markets, Inc.

Southwestern Capital Markets, Inc.

Southwestern Capital Markets, Inc is a member of NASD, the National Association of Securities Dealers. NASD is a self-regulatory organization of the securities industry responsible for the operation and regulation of the NASDQ stock market and over the counter markets. It also administrates exams for the investments professionals, such as the series of 7 exams.

Southwestern Capital Markets Inc. was founded in 1983 in San Antonio, Texas by Robert G. Rodriguez and started operations in the financial services industry as an advisor to municipalities, structuring debt issues and assisting with the financial planning of public entities. After receiving approval for its broker/dealer license by the Securities and Exchange Commission in 1985, SCM started serving on underwriting syndicates in municipal bond transactions and became the first Hispanic-owned investment banking firm in the United States.

The Southwestern Capital Markets, Inc prolonged existence in the industry is attributed to matching the technical skills and knowledge of larger firms, while continuing to operate in a culture dedicated to meeting the needs of each client through personalized attention. The Company’s institutional trading services provide access to the resources needed by institutional investors to make and implement effective management decisions. SCM offers a broad range of choices regarding securities and trade execution options, which clients can incorporate into their individual investment approach. They have assisted local and state entities, plan sponsors and investment managers with an assortment of fixed income and equity investment solutions.

Southwestern Capital Markets, Inc investment banking services help identify and obtain the capital necessary for projects that are vital to the economic future of communities. Whether accommodating growth or executing strategic plans, the firm works with public entities to fund the improvement and construction of schools, housing, roads, hospitals, utility and water lines as well as other key infrastructure components. The Company also has significant public finance experience with local and state governments, agencies, districts and authorities utilizing a variety of transactions and debt instruments.

The company's goal is to have steady growth through working closely with their customers to help them succeed. With the past performance of the company in mind and the expertise and dedication of the management and staff the company is expected go to far greater heights in the near future.

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