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Home > Financial Services > Stock Brokers > Sovereign Securities Corporation,Llc.

Sovereign Securities Corporation,Llc.

Sovereign Securities Corporation, Llc. is a member of NASD, the National Association of Securities Dealers. NASD is a self-regulatory organization of the securities industry responsible for the operation and regulation of the NASDQ stock market and over the counter markets. It also administrates exams for the investments professionals, such as the series of 7 exams.

Sovereign Securities Corporation provides fixed income securities underwriting, trading, and placement capabilities to Sovereign’s institutional clients, as well as to institutional portfolio managers throughout the country. The Company has active relationships with some of the largest buyers of taxable and tax-exempt securities in the nation. Their trading desks carry from $150 million to $400 million in inventory, and annual volume is in excess of $13 billion in over 12,000 transactions. Sovereign Securities trades exclusively with institutional portfolio managers and other broker/dealers. The Company offers fixed income products to hundreds of broker-dealers and institutional portfolio manager’s nationwide, providing marketing and supporting materials to help investment advisors successfully sell your institutional debt.

Sovereign Securities Corporation has the ability to purchase assets for securitization, securitize and distribute assets for its clients, and underwrite and distribute debt securities—both taxable and tax-exempt. The Company’s structures, underwrites, and distributes taxable as well as tax-exempt debt. The Fixed Income Finance Group provides analytics for new money, as well as refunding structures to assist clients in optimizing their debt structures and minimize the cost of issuance.

Sovereign Securities Corporation, Llc is required to maintain a business continuity plan to prepare for any interruptions to their normal course of business. This plan is reviewed and tested annually, and updated as necessary. This plan outlines the actions SSC will take in the event of a building, citywide or regional incident that disrupts business activity. These actions may include relocating technology and operations personnel to alternative facilities.

The company's goal is to have steady growth through working closely with their customers to help them succeed. With the past performance of the company in mind and the expertise and dedication of the management and staff the company is expected go to far greater heights in the near future.

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