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Home > Financial Services > Stock Brokers > United Planners' Financial Services Of America
United Planners' Financial Services Of America
United Planners' Financial Services Of America is a member of NASD, the National Association of Securities Dealers. NASD is a self-regulatory organization of the securities industry responsible for the operation and regulation of the NASDQ stock market and over the counter markets. It also administrates exams for the investments professionals, such as the series of 7 exams.
United Planners’ Financial Services of America is a nationwide full service independent broker dealer that is uniquely structured as a Limited Partnership. This allows qualifying representatives to share in the firm’s profits annually plus receive payouts up to 95% with no association fees. Their representatives enjoy the advantages of working in a small broker dealer atmosphere allowing you to have personalized service beginning from day one that continues throughout your career.
Their representatives also enjoy having access to Senior Management and the Partners Advisory Team. Their team is made up of six Partners in the field that serve on aboard providing input to management on issues important to their industry. They also serve as a sounding board for new policies and procedures that are instituted firm wide making United Planners’ a very representative-friendly firm.
Their representatives benefit from the stability of a large firm offering them multi-million dollar on-line technology providing them with the best of both worlds. The clients will have access to on-line consolidated statements, on-line trading and much more. Specifically, you will have access to many programs offering client management, financial planning, seminars and client educational tools which are all web-based.
They also provide you the flexibility to have your own independent RIA, offering a choice of several custodians as well as many third party money managers. You also have the choice to work through the firm RIA offering the same flexibility; however, they eliminate the paperwork burden by doing the registration filings, ADV amendments and provide you with all your client agreements.
United Planners is committed to the success of their partners and associates. They provide you with tools you need to build your practice offering coaching programs to help you stay on track with whatever endeavor you want to accomplish in your career. In addition, they offer monthly conference calls covering topics including successfully handling audits, maximizing client retention, creative sales ideas, client acquisition programs and more.
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