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United Securities Alliance, Inc.




United Securities Alliance, Inc. is a member of NASD, the National Association of Securities Dealers. NASD is a self-regulatory organization of the securities industry responsible for the operation and regulation of the NASDQ stock market and over the counter markets. It also administrates exams for the investments professionals, such as the series of 7 exams.

United Securities Alliance is an independent broker dealer headquarted in Greenwood Village, CO with registered affiliates located nationwide. Because USA has formed strategic alliances with major financial service providers nationwide, their registered affiliates have access to a robust suite of offerings with which to offer planning solutions best suited to their clients' goals and needs. Their size, flexibility and independence mean that they are not pressured to sell proprietary products, and enjoy unlimited opportunities for professional growth.

Unlike larger firms, at USA they recognize that they are in business not just to serve their affiliates, but to help them serve their clients better. USA is truly independent. Because they are not tied to any large financial institution or product sponsor, they are able to provide affiliates with the tools they need to offer quality independent investment advice.

Moreover, their small size allows their affiliates and their clients to build profitable relationships by providing personalized customer service and support.

The company has committed themselves to the success of the business, to the pursuit of excellence, to the safety of employees, and to providing industry leading quality of service to customers. The Company has a strong tradition of leadership, service and contributions. The company’s mission is bringing comfort to customers, supporting business and commerce, and building strong communities.

The company seeks to achieve superior customer satisfaction through innovative products, comprehensive health and related benefits choices, effective service and easy to understand information.

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