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Home > Financial Services > Stock Brokers > Univest Securities, Inc.

Univest Securities, Inc.

Univest Securities, Inc. is a member of NASD, the National Association of Securities Dealers. NASD is a self-regulatory organization of the securities industry responsible for the operation and regulation of the NASDQ stock market and over the counter markets. It also administrates exams for the investments professionals, such as the series of 7 exams.

Univest Securities is an introducing brokerage firm of ADP Clearing. As a member of NASD, MSRB and SIPC, they offer a wide range of financial products and services to individual and institutional investors.

With the enormous growth of mutual fund assets in recent years, more and more brokerage firms are looking for ways to expand their fund offerings. ADP Clearing's mutual fund program makes it as easy to do transactions, record keeping and administration for mutual funds as it is for stocks and bonds.

Their mutual fund platform offers you access to a supermarket of over 3,000 funds from over 330 fund families, without burdening you with extra paperwork and separate relationships with the various mutual fund companies. All the details are handled automatically from order entry, commission accounting and gathering 12b-1 fees and other fee-related income, to statements and dividend distributions.

In addition, their system allows you to offer your clients the convenience of automatic reinvestment of dividends, hassle-free and cost-effective systematic deposits, easy exchanges within a fund family, integrated monthly statements and combined year-end tax reporting.

The firm can also link you into their extensive network of over 600 popular no load, no transaction fee mutual funds, providing your clients with a wide menu of choices to meet their needs. In addition, their clients will have access to the superior performance of Galaxy funds, Fleet's proprietary family of mutual funds.

This company is a very professionally managed company that believes in treating their staff as well as they treat their customers. This is because the company believes in the old saying that happy workers make for happy customers. This has proven true through the years for them as proven by the customer retention and satisfaction as shown by the customers.

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