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Unx, Inc.




Unx, Inc is a member of NASD, the National Association of Securities Dealers. NASD is a self-regulatory organization of the securities industry responsible for the operation and regulation of the NASDQ stock market and over the counter markets. It also administrates exams for the investments professionals, such as the series of 7 exams.
 
UNX is an agency brokerage firm providing advanced trade execution services to institutional investors including electronic trading, single stock agency trading, and advanced Program Trading. To ensure quality and accountability, UNX provides detailed transaction cost analysis and reporting. For customers wishing to credit other brokers, UNX's electronic trading platform facilitates multi broker DMA and provides access to premium broker algorithms.

Since their early days pioneering online basket trading and portfolio management tools for the institutional marketplace, the company has been committed to developing innovative, cutting edge trading technologies. Whether your investment and trading models lean toward fundamental or quantitative styles, whether you utilize arbitrage strategies, whether you require algorithmically driven trading capabilities or program trading to execute large lists quickly, and the company offers a comprehensive suite of advanced trading tools to fit your objectives and lower your transaction costs.

Basket trading offers greater flexibility for tactical asset allocation and potentially higher performance returns than short term investments in traditional mutual funds. You can manage an enhanced portfolio with customizable stock selections, and intraday trading and shorting capabilities, while monitoring positions in real time advantages not possible with traditional mutual funds.

For clients who wish to take advantage of their execution fabric while still working within their existing order management system workflow, the open architecture of their technology provides flexibility for seamless systems integration.

UNX's Electronic Trading Services group prioritizes superior and proactive customer service. They operate on a direct client support model, which means you receive prompt attention on all inquiries of account management. Electronic Trading Services is a unique melding of technology and client support. The service and systems teams physically sit side by side in their Network Operations Center-an open area that promotes open communication. From here, Electronic Trading Services monitors client trading activity as well as daily market events. Electronic Trading Services works to depiction efficiency problems and implement solutions.

The Company is committed to maintaining the confidentiality, integrity and security of personal information entrusted to them by current, potential and former financial service customers.

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