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Home > Financial Services > Stock Brokers > Upstream Securities Llc

Upstream Securities Llc

Upstream Securities Llc is a member of NASD, the National Association of Securities Dealers. NASD is a self-regulatory organization of the securities industry responsible for the operation and regulation of the NASDQ stock market and over the counter markets. It also administrates exams for the investments professionals, such as the series of 7 exams.

Upstream Securities Llc, the Efficient Portfolio Company, was founded in 1999 by Evan Schulman and Mark Hoffman with the sole purpose of providing advanced investment decision tools to the asset management marketplace. Prior to founding Upstream, Messrs. Hoffman and Schulman each had long and successful careers in the financial services community.

They are an affirmative action, equal opportunity, progressive employer that offers competitive salaries, medical and dental benefits, a self funded 401K plan, a very generous holiday or vacation schedule and a great Copley Square location that is easily accessible by public transportation.

Mutual funds are pools of money that are managed by an investment company. They offer investors a variety of goals, depending on the fund and its investment charter. Some funds, for example, seek to generate income on a regular basis. Others seek to preserve an investor's money. Still others seek to invest in companies that are growing at a rapid pace. Funds can impose a sales charge, or load, on investors when they buy or sell shares. Many funds these days are no load and impose no sales charge.

Upstream Securities Llc is a young dynamic company that recognizes its most important assets are the dedicated employees that work here. They offer an exciting environment that respects individuality and reward employees who contribute to their success.

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