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Home > Financial Services > Stock Brokers > Upton Advisors, Llc
Upton Advisors, Llc
Upton Advisors, Llc is a member of NASD, the National Association of Securities Dealers. NASD is a self-regulatory organization of the securities industry responsible for the operation and regulation of the NASDQ stock market and over the counter markets. It also administrates exams for the investments professionals, such as the series of 7 exams.
Upton Advisors, LLC is a boutique investment bank serving middle market and emerging healthcare companies throughout the United States. Rich Upton founded the firm as a resource for companies that are underserved by traditional Wall Street investment banks. The firm provides strategic and financial advisory services to assist their clients with significant corporate transactions and other corporate development initiatives. Their services include strategic advisory, private placements of equity and debt and general corporate advisory.
Strategic transactions are critically important events in the life of a growing company. Upton Advisors can help your management team, board of directors and shareholders pursue the right transactions on the right terms. They offer unique expertise with transaction structuring, asset valuation, due diligence and transaction processing. As your advisor, they will provide high-quality strategic and tactical advice, ensuring that you achieve your objectives. They can help in Mergers & Acquisitions, Divestitures, and Sales etc.
Upton Advisors serves as a medium to the private capital markets through an extensive network of institutional private equity investors. They focus on partnering you with investors that offer more than just funding partners who bring industry knowledge and relationships to help your company prosper. Typical transactions, depending on the nature of the financing, range in size from 5 million dollars to 100 million dollars and include financings such as escalation capital, endeavor capital, acquisition financing and many more.
Upton Advisors provides general advisory services for strategic and financial transactions and other corporate development initiatives. They offer creative and objective solutions to structuring complex business relationships and bring an experienced perspective to the overall corporate development process, including public offering advisory, strategic alliances, partnerships and business plan development.
They provide strategic and financial advisory services to assist their clients with momentous corporate transactions and other corporate development initiatives.
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