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Nestlerode & Co., Inc.


Nestlerode & Co., Inc. is a member of NASD, the National Association of Securities Dealers. NASD is a self-regulatory organization of the securities industry responsible for the operation and regulation of the NASDQ stock market and over the counter markets. It also administrates exams for the investments professionals, such as the series of 7 exams.

Nestlerode & Loy, Inc., founded in 1937, is a retail investment brokerage and advisory firm dealing in marketable securities for the individual investor. They are unique in offering investors several different services which many clients combine to meet their personal financial concerns. As Traditional Brokers, they offer the following products as a commissioned agent who includes but is not limited to mutual funds, growth funds, balanced funds, income funds, municipal bond funds, international funds, global funds, money market funds, stocks, bonds, corporate bonds, government bonds, municipal bonds, annuities, certificates of deposit, unit trusts, and closed end funds.

Traditional brokerage refers to full service brokerage, the standard business model in the industry until 1975, when fixed brokerage rates were discontinued. This business practice continues, providing clients with assistance with their investment concern, with commissioned salespeople. The salespeople are paid part of the fee from transactions for assisting clients with their dealing with the company and the industry.

Traditional brokerage is the place where many people start their investment experience because they need the assistance of a competent representative to assist and explain how the investment markets function and how best the client might participate in the markets. Nestlerode & Loy, Inc. assists clients through its representatives by providing educational brochures, investment research from various published investment advisors, quotes and other services.

Most of the states in the United States have securities commissions and various statutes which regulate the activity of broker or dealers and investment advisors. To the extent that Nestlerode & Loy, Inc. is regulated by these states, they will endeavor to register in those states where sufficient business requires and justifies such registration, licensing and related fees.
 
The company's goal is to have steady growth through working closely with their customers to help them succeed.
 

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