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Home > Financial Services > Stock Brokers > Tripp & Co., Inc.
Tripp & Co., Inc.
Tripp & Co., Inc. is a member of NASD, the National Association of Securities Dealers. NASD is a self-regulatory organization of the securities industry responsible for the operation and regulation of the NASDQ stock market and over the counter markets. It also administrates exams for the investments professionals, such as the series of 7 exams.
Tripp & Co., Inc., founded in 1938, is an established securities underwriter specializing in tax-free municipal bonds. The firm was a major force in financing the vast Northeast Tollway system. Today, with access to virtually every major wire listing service, they can offer a wide range of investments including U.S. Treasury Bonds, Corporate Bonds, Stocks, Mutual Funds, ETF’s, Insurance and CD's.
They clear their transactions on a fully disclosed basis through the Pershing, LLC the leading clearing agent in their industry. This allows them to afford their clients the extreme benefits associated with large securities dealers, without losing the specialization and one on one service that they have grown accustomed to at Tripp & Co., Inc. Though they clear their transactions through Pershing, LLC, they maintain an operations staff that handles the day to day activities to assure their accounts is being serviced with the personal touch.
Tax advice and preparations as well as estate and financial planning are available to their clients on a fee basis. They offer a variety of college savings plans. A 529 plan is a state-sponsored education savings program that allows an individual to save in a tax-deferred account to pay for a beneficiary's post-secondary education at any accredited school in the United States. Withdrawals are federal income tax-free as long as the money is spent on tuition, room, board, books, or other qualified expenses.
The Securities and Exchange Commission (SEC) has recently adopted Rule 11Ac1-5, which requires market centers to publicly disclose, on a monthly basis, of order execution quality. These measures include, but are not limited to, how market orders of various sizes are executed relative to the public quotes and information about the spreads paid by investors. In accordance with Rule 11Ac1-5, Tripp & Co., Inc.'s execution reports are available for public review.
The Company’s goal is to create a workplace where the best talent seeks employment.They know that diversity in the workforce will support their mission of helping people to be successful.
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all are here at FinancialBrowsers.com Permission is granted to reproduce this article as long as the above resource paragraph is left intact with active links.
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