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Tri-Star Financial


Tri-Star Financial is a member of NASD, the National Association of Securities Dealers. NASD is a self-regulatory organization of the securities industry responsible for the operation and regulation of the NASDQ stock market and over the counter markets. It also administrates exams for the investments professionals, such as the series of 7 exams.

Tri-Star Financial is a full service brokerage firm based in Houston, Texas. The firm was founded in 1986 and specializes in marketing fixed income securities and jumbo certificates of deposit. Their success is built on long-standing client relationships based on trust, honesty and quality service. It fully supports the efforts of the investing public to make an informed decision in their choice of brokers. Tri-Star Financial maintains registrations with the following regulatory organizations and encourages all investors to contact them prior to investing in any firm, including Tri-Star.

The Company’s record of exemplary customer service and satisfaction, coupled with their unique insight into the specific needs of investors, makes it an excellent brokerage choice for all your investments. Facing the economic challenges of the future with their customers will foster lasting relationships. These are the relationships that Tri-Star is committed to establishing and maintaining. Together they can approach the future with strength and optimism.

Tri-Star utilizes some of the most sophisticated support and trading systems in the industry for your benefit. They offer exceptional execution, settlement and support for all of you investment needs. Their management team combines over 50 years of investment and operational experience in order to insure you a quality brokerage firm capable of meeting you specific needs.

Their guiding principle is the belief that conservatism, combined with innovation in the face of constantly changing economic conditions, is the best path to achieving long term gains for their firm and their customers. Their has been a steady corporate growth rate combined with the ability to maintain flexibility, unrelenting attention to detail, responsible quality control throughout the entire operation and total customer focus is enhanced further by associates who are among the brightest and most talented in the industry.

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