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Home > Financial Services > Stock Brokers > Union Capital Company

Union Capital Company

Union Capital Company is a member of NASD, the National Association of Securities Dealers. NASD is a self-regulatory organization of the securities industry responsible for the operation and regulation of the NASDQ stock market and over the counter markets. It also administrates exams for the investments professionals, such as the series of 7 exams.

Established in 1999, and NASD & SIPC Member in 2001, Union Capital is a private firm directed by financial professionals with experience in brokerage, merger and acquisitions, restructurings, banking and legal and financial consulting in the United states. This is a broker dealer registered with the Securities and Exchange Commission and the Municipal Securities Rulemaking Board.

Union Capital offers over 6,000 mutual funds that can meet your specific investment objectives, including fixed income funds, equity funds, balanced funds, sector funds and global funds.

They are committed to keeping the personal information collected from their potential, current and former customers confidential and secure. The proper handling of personal information is one of their highest priorities. They want to be sure that you know why they need to collect personal information from you.

The company is committed to protect the information you provide to them. They never sell your information to any outside parties and collect and keep only information that is necessary for them to provide services requested by you and to administer your business with them.

Their has been a steady corporate growth rate combined with their ability to maintain flexibility, unrelenting attention to detail, responsible quality control throughout the entire operation and total customer focus is enhanced further by associates who are among the brightest and most talented in the industry.

The company's goal is to have steady growth through working closely with their customers to help them succeed. With the past performance of the company in mind and the expertise and dedication of the management and staff the company is expected go to far greater heights in the near future.

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