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Home > Financial Services > Stock Brokers > Wachovia Capital Markets, Llc

Wachovia Capital Markets, Llc

Wachovia Capital Markets, Llc is a member of NASD, the National Association of Securities Dealers. NASD is a self-regulatory organization of the securities industry responsible for the operation and regulation of the NASDQ stock market and over the counter markets. It also administrates exams for the investments professionals, such as the series of 7 exams.

Wachovia Corporation is a diversified financial services company that provides a broad range of banking, asset management, wealth management, and corporate and investment banking products and services. They are one of the largest providers of financial services in the United States, operating as Wachovia Bank in 16 states from Connecticut to Florida and west to Texas, and until merger integration activity is completed, will continue to be known as Western Financial Bank in California.

They also serve retail brokerage clients under the name Wachovia Securities nationwide as well as in Latin America, and investment banking clients in selected industries nationwide. They provide global services through more than 40 offices around the world.
For this firm to reach its true potential, they must continue to build an organization that values individual differences. Their focus is on creating an inclusive workplace where they value and retain employees and deliver their best service to customers and communities. Diversity at Wachovia is a business imperative. Aligning with their customer base, engaging their communities, and attracting and retaining talented individuals are critical to their success.

They are committed to being an inclusive company where all people are treated fairly, recognized for their individuality, promoted based on performance and encouraged to reach their full potential. They believe in recognizing, understanding, and respecting differences among all people. Every individual at Wachovia has an ongoing responsibility to advance diversity.

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