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Home > Financial Services > Stock Brokers > Incapital, Llc
Incapital, Llc
Incapital, Llc is a member of NASD, the National Association of Securities Dealers. NASD is a self-regulatory organization of the securities industry responsible for the operation and regulation of the NASDQ stock market and over the counter markets. It also administrates exams for the investments professionals, such as the series of 7 exams.
Incapital defines its role as the manager of its issuers' financial brands in the retail marketplace. The team at Incapital has focused on retail fixed income products since 1996 and has developed corporate note programs into a key asset choice for individual investors. In capital’s historical leadership, professional brand management and debt product focus have firmly established its position as the leader in fixed-income programs designed for individual investors.
The broker-dealer affiliates of the issuers of e-LINX notes intend to maintain a secondary market every business day during trading hours. Closing prices are posted daily on the Internet. When you sell (buy) e-LINX on the secondary market, the amount of accrued coupon that you receive (pay) is included in the quoted price. While broker-dealer affiliates of the issuers anticipate making a secondary market in e-LINX, there is no assurance that such a secondary market will be available to investors who wish to sell their e-LINX. If you sell e-LINX prior to maturity, you may receive a market price, which is at a premium, or discount to par and which does not necessarily reflect any increase in the Reference Share to the date of such sale. The trading price of e-LINX notes will vary based on a number of factors, including the remaining time to maturity, the stock price of the Reference Share, and the price of a corporate bond of the same issuer having the same remaining time to maturity.
Their plans outline the actions Incapital will take in the event of a building, citywide, or regional incident, including relocating technology and operational personnel to pre-assigned alternate facilities. All Incapital operational facilities are equipped for resumption of business and are tested several times per year. Their recovery time objective for business resumption, including those involving a relocation of personnel or technology, is four 4 hours. This recovery objective may be negatively affected by the unavailability of external resources and circumstances beyond their control.
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