-->

Centaurus Financial - we invest in your success

financialbrowsers.com's Privacy Policy

We are strongly committed to protecting the privacy of every visitor to financialbrowsers.com. The following information is intended to help answer questions you may have about how we go about protecting every visitor's privacy.

financialbrowsers.com E-mail

Your name is the only required information for a FREE financialbrowsers.com E-mail address. Other information may be gathered. Legitimate requests or orders from courts or law enforcement agencies to obtain information will be complied with.

Disclosure

We do not use or disclose information about your individual visits to financialbrowsers.com or information that you may give us, such as your name, address, email address or telephone number, to any outside companies. We may share with our Web site partners aggregated statistical "ratings" information about the use of financialbrowsers.com. Legitimate requests or orders from courts or law enforcement agencies to obtain information will be complied with.

Contacting the Web Site

If you have any questions about this privacy statement, the practices of this site, or your dealings with financialbrowsers.com, use the link below to find out how to ask.

Contact Us

Home > Financial Services > Stock Brokers > Pflueger & Baerwald Inc.

Pflueger & Baerwald Inc.

Pflueger & Baerwald Inc is a member of NASD, the National Association of Securities Dealers. NASD is a self-regulatory organization of the securities industry responsible for the operation and regulation of the NASDQ stock market and over the counter markets. It also administrates exams for the investments professionals, such as the series of 7 exams.

Pflueger & Baerwald is committed to protecting your personal and financial information. In the course of providing you with brokerage services, they need to collect and maintain certain nonpublic personal information about you. The firm discloses the nonpublic personal information about you described above, primarily to provide you with the financial services you seek from them.

They do not disclose nonpublic personal information about former customers, except as required by law and do not disclose nonpublic personal information about you to any non-financial services company. The firm does not sell your personal information to any nonaffiliated companies for marketing purposes.

The firm discloses information to nonaffiliated companies that work for them in providing financial services to you. For example, they provide information to nonaffiliated companies that perform data processing services for them and companies that prepare and mail statements and proxy materials. These companies, acting on their behalf are required to keep client’s personal information confidential.

Finally, Pflueger & Baerwald discloses nonpublic personal information to nonaffiliated third parties as required by law. These parties include government or regulatory organizations such as the Internal Revenue Service and the Securities and Exchange Commission. Disclosures for which you have provided your consent are also permitted.

They maintain physical, electronic, and procedural safeguards that comply with federal standards to guard your nonpublic personal information. Access to your nonpublic personal information is limited to those employees who need to know that information to provide products or services to you, such as customer services personnel. The company conducts internal audits of its business practices and procedures in order to protect your personal information.

Financial Services Companies all are here at FinancialBrowsers.com

Permission is granted to reproduce this article as long as the above resource paragraph is left intact with active links.

Back to Stock Brokers