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Wellstone Securities, Llc

Wellstone Securities, Llc is a member of National Association of Security Dealer. NASD is a self-regulatory organization of the securities of the security industry responsibility for the operation and regulation of the NASDQ stock market and over the counter markets. It also administrates exams for the investments professionals, such as the series of 7 exams.
Wellstone representatives focus primarily on serving the needs of individuals and business in the Southeast, but are registered to do investment business in over 40 states. Their reach is national, through a network of branch offices, in addition to the locations of independent financial representatives. The company provides professional investment management, and complete financial planning, as well as life and health insurance products. The company has over 100 affiliates offering a comprehensive array of quality products encompassing general securities, mutual funds, variable annuities, IRA/pension programs, and no-cost money market funds with free check writing. If you prefer the simplicity of a fee-base relationship, their account executive can offer you a choice of Wrap Fee and Asset Allocation Programs available through our clearing firm, Sterne, Agee & Leach, Inc. These accounts give you the option of managing the portfolio yourself or having a professional manager do it for you based on your investment objectives .They act as an agent with a variety of insurance companies and also a full portfolio of high-quality insurance products including life, long-term care, disability, and variable products.
Many people don't know that in the securities industry companies like theirs are often referred to as broker/dealers. That's because they don't actually create or sell financial services and products themselves; rather, independent and entrepreneurial financial professionals who are affiliated with us sell these services and products.  Their clients are people like you in need of retirement, investment, estate plans and insurance products to accommodate their short-term and long-term life needs. Their entrepreneurial style of business allows them to be unbiased in terms of the products they can provide to you, which means you'll always have many excellent options to meet your specific life planning needs.
Their goal is to help individuals prepare for current financial and insurance needs and help develop strategies to meet future goals. They strive to provide assistance to small and large businesses in the areas of employee benefits; including group life and health insurance, 401k and other qualified plan analysis, deferred compensation programs and other sophisticated executive benefits.

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