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Home > Financial Services > Stock Brokers > Yieldquest Securities, Llc
Yieldquest Securities, Llc
Yieldquest Securities, Llc began operations in 1998 and is a member of NASD, the National Association of Securities Dealers. NASD is a self-regulatory organization of the securities industry responsible for the operation and regulation of the NASDQ stock market and over the counter markets. It also administrates exams for the investments professionals, such as the series of 7 exams.
Yieldquest Investment Group was part of the First Union Securities, or what is now Wachovia. At that time, they were a small team of fixed-income traders and analysts working exclusively with small to mid-sized RIAs. Their main focus was primarily in working with clients in the individual bond market, with targeted ETF research and execution services.The decision making process at YieldQuest Advisors involves a series of presentations and debates among the members of its Investment Committee.
Today, they have come full circle and now offer a suite of services to investment professionals wishing to enhance their fixed-income and equity portfolios. Through their Advisory and Broker/Dealer companies, they offer both managed and transaction business models, as well as three mutual fund offerings for Advisors wishing to utilize open-end funds. They also believe that communication with their clients is paramount. Another philosophical tenet at Yieldquest is to constantly keep an open mind and not to assume that the best ideas are those that are propounded by their own Investment Committee. On the contrary, they gladly accept and review any number of research services and seek out specialist brokers and trading partners that may be able to add value to their investment decision making process. This outside the box flexibility, combined with the aforementioned contrarian bias, has put Yieldquest Advisors in a strong position to potentially deliver good results for their clients.
The Company prides themselves on their ideas. Through thorough research and analysis, they seek to invest in a variety of simple yet effective strategies to benefit their portfolios, and your clients. Their strategies begin at the macro-economic level, based on their collective views of the economy, interest rates, etc. They then work down to the individual security level, where they select the investments to implement their plan.
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