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Home > Financial Services > Stock Brokers > York Securities, Inc.

York Securities, Inc.

York Securities, Inc. was set up in 1979 and is a member of NASD, the National Association of Securities Dealers. NASD is a self-regulatory organization of the securities industry responsible for the operation and regulation of the NASDQ stock market and over the counter markets. It also administrates exams for the investments professionals, such as the series of 7 exams.

As an established discount broker since 1979, York has a reputation for ensuring that orders are placed in the most effective manner possible. Thus, all listed orders are executed directly on the New York Stock Exchange or American Stock Exchange. Specific Products and Services include, but are not limited to professional handling of options; York's staff has the extensive knowledge and skill needed to handle all types of options orders efficiently and without delay. Give their virtually any type of order, Spreads, Nakeds, Straddles, and they will execute it professionally. For those investors that trade on margin, you will be happy to know that York has very competitive margin rates.

The Company provides personalized service to all its clients. Your calls are answered immediately by a registered account representative and Not routed through an automated phone system. York believes that a client's time is too important to be wasted in this way. Direct access to the trading floor, in addition to their direct computer linkups, they also have dedicated and strategically located telephone lines for direct communication with the brokers on the trading floors, a feature which is especially useful in case of a market move or emergency. All types of investments in one Account Mutual Funds, Government Bonds, Corporate Bonds, Tax-Free Bonds, etc.

As a financial institution that is a member of the NASD, York Securities must obtain personal information about you. When a client submits an application to open an account with them, they ask for their Financial Information to be in accordance with NYSE Rule No. 405, the know your customer rule. They share information as part of normal business operations and as part of normal legal/regulatory purposes required by the Internal Revenue Service, Securities and Exchange Commission, and other self-regulatory organizations and government entities.

In the end, there are only three things you can buy in this business: performance, integrity and service. Of these, integrity is by far the most important. They are completely aware of the legal and ethical requirements of the profession. They motivation is to help others realize their aspirations as honestly and completely as they can.

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