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Home > Financial Services > Stock Brokers > Zepeda & Company, Inc.

Zepeda & Company, Inc.

Zepeda & Company, Inc. is a member of NASD, the National Association of Securities Dealers. NASD is a self-regulatory organization of the securities industry responsible for the operation and regulation of the NASDQ stock market and over the counter markets. It also administrates exams for the investments professionals, such as the series of 7 exams.

Launched in 2005, this is a registered Broker Dealer Investment Banking firm. The firm’s focus is on investment banking for small to medium sized companies. Internationally they concentrate on deals in Mexico and Latin America leveraging on the founder’s extensive contacts, knowledge and experience in those markets.

They service a broad client range, including foreign and domestic corporations, financial institutions, governments and high net-worth individuals. They are proud to be the advisor of choice for their clients, with the Founder's 20-year experience in domestic and international financial services. They value their ideals of commitment, integrity, professional excellence, corporate and community responsibility and entrepreneurial spirit that have allowed them to walk the path of success.

Their objective is to consistently deliver favorable returns compared to the market. Their institutional clients look to them to manage risk effectively and to generate performance consistent with their tolerance to risk.

In the course of serving you as an individual client or as someone associated with a corporate or institutional client, Zepeda & Company may obtain personal information about you. Obtaining this information is important to their ability to deliver the highest level of service to you, but they also recognize that you expect them to treat this information appropriately. This Policy describes the types of personal information they may collect about you, the purposes for which they use the information, the circumstances in which they may share the information, and the steps that they take to safeguard the information to protect your privacy.

They are committed to implementing the highest standards of information security to protect the privacy and confidentiality of your personal information. They limit access to your personal information to authorized employees or agents and their service providers are held to strict standards of privacy. They also maintain physical, electronic, and procedural safeguards to protect the information against loss, misuse, damage or modification and unauthorized access or disclosure. They are committed to providing superior service with integrity and value enhancement for their clients.

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