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Home > Financial Services > Stock Brokers > The Griswold Company
The Griswold Company
The Griswold Company, Incorporated is a member of NASD, the National Association of Securities Dealers. NASD is a self-regulatory organization of the securities industry responsible for the operation and regulation of the NASDQ stock market and over the counter markets. It also administrates exams for the investments professionals, such as the series of 7 exams.
President and CEO Bob McCooey started Griswold in 1988. From the beginning, the company has been committed to professionalism, integrity, and the highest ethical standards. The Griswold Company is a Direct Access broker on the New York Stock Exchange, and the Boston Stock Exchange. They specialize in Direct Access trading for professional investors.
By providing point-of-sale execution, real-time information, personalized service, and experienced agency trading, Griswold's Direct Access team enhances your trading operation and allows you to benefit from superior execution efficiency. Their Brokers and Sales Traders provide unbiased, real-time market intelligence direct from the point of sale. Their floor personnel and OTC Sales Traders have current, in-depth market knowledge and insights gained from years of trading experience.
Highly personalized and professional service is an enduring Griswold hallmark that helps set them apart from others in the field. They invest substantial time to learn each client's trading style and goals, and respond to changing trading strategies. In the event of a Significant Business Disruption, Griswold will notify its clients, constituents and counter-parties of its current operational status.
Griswold utilizes the latest technologies to provide clients with real-time intelligence, maximum efficiency and overall execution excellence. Their brokers use the latest technology including state of the art handheld devices. Using these devices their brokers can receive orders, transmit the reports directly to the customer and engage in dialogue with the client.
They ensure that their clients gain all the benefits of straight through processing.Griswold has implemented cutting edge operations and settlement technology with great tenacity and is well equipped to efficiently and effectively handle all domestic and global settlement scenarios.
They seek individuals who can deliver the utmost in excellence, respect and client service and their employees are their most important assets and provide an environment in which learning, integrity and commitment to the customer are paramount. They offer a comprehensive benefits program, performance driven compensation and opportunities for continuing education and advancement. They are committed to maintaining the highest level of business continuity possible for its clients and employees.
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