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The Securities Group, Llc




The Securities Group, Llc is a member of NASD, the National Association of Securities Dealers. NASD is a self regulatory organization of the securities industry responsible for the operation and regulation of the NASDQ stock market and over the counter markets. It also administrates exams for the investments professionals, such as the series of 7 exams.
 
The Company is a privately held broker & dealer firm specializing in healthcare partnerships with physicians. Their main office is in Memphis with a regional office in Nashville. TSG has syndicated 70 plus healthcare projects including whole hospital exemptions, ambulatory surgery centers, surgical hospitals, PET Imaging facilities, CATH labs, and a prostate cancer supplement LLC with up to 400 physician investors.
 
TSG typically establishes the escrow relationship by contracting with the bank of choice. They also meet with local banks to ensure at least one financing option for investors. Their team facilitates all individual meetings with prospective investors in conjunction with the appropriate members of their client’s team. They remain in the market until the subscription package and checks are collected and the offering is completed.

TSG is registered in 40 states and can generally complete the state registration process in 30 days depending on the nuances of each state. Since they are a boutique firm, they can be flexible with their clients in terms of the services they require for their various projects. Generally, TSG’s involvement begins as the Private Offering Memorandum is being developed to assist in the review process and ensure NASD compliance.

In The Securities Group, Llc services for pre-offering Confirm The Securities Group and representatives are registered in the state of the offering ,Begin assisting the client by preparing and providing the Private Placement and Escrow Agreement ,Work in conjunction with client executives and their attorneys in reviewing the Private Offering Memorandum, Establish financing options for prospective investors with local banks, and Issue and deliver Private Offering Memorandum to prospective investors.

The Company believes that when physicians and providers partner in the delivery of healthcare, everyone wins including the patient. TSG’s reputation and success is based upon four tenants understanding and accomplishing the objectives of their clients, qualifying and protecting prospective investor interests, and maintaining confidentiality.

The Securities Group recognizes that today’s healthcare climate is dynamic and presents many challenges. Their ability to be flexible, creative, and align the services with the needs of their clients sets them apart.

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