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Home > Financial Services > Stock Brokers > Waterford Capital, Inc.

Waterford Capital, Inc.

Waterford Capital, Inc is a member of NASD, the National Association of Securities Dealers. NASD is a self-regulatory organization of the securities industry responsible for the operation and regulation of the NASDQ stock market and over the counter markets. It also administrates exams for the investments professionals, such as the series of 7 exams.

The company was established over a decade ago. Their offices are located in Dallas, Texas and in Santa Barbara, California, with their headquarters in Dallas. Waterford strives to offer their customers the most advanced discount investment resources available. Because Investors have different needs, Waterford offers their customers a choice when it comes to managing their investments. They offer several different types of accounts including Individual, Joint, Custodial, Trust, Investment Club, Individual Retirement Account, and more. Mutual Funds offer investors diversification, convenience, and professional management all in one investment. A mutual fund allows investors to own hundreds of securities with considerably less capital than having purchased these securities individually. A funds management team keeps track of a company's fundamentals, market trends and other variables that may affect the portfolio's performance.

Research is a valuable resource when it comes to making intelligent investment decisions. At Waterford they realize the need for unbiased investment research and that is what they provide. Account holders can keep on top of the latest Wall Street analysts' estimates, trends and company information in their News and Research area. In addition, access to online research is available in their market data area though various first-rate sources. Independent Investors have the option of placing their transactions with a personal Waterford broker. Their professional Investment Executives understand the importance of timely market information, prompt order executions and quality service. Starting at $26.95 per equity transaction, broker assisted trading offers their client’s deep-discount commission rates.

Investors who are looking for professional investment advice can use the services of a knowledgeable Waterford Capital, Inc investment executive. Their investment executives offer personal asset allocation recommendations, retirement planning, individual stock recommendations and much more. Their full service commissions vary depending on such factors as the price of shares, number of shares, and frequency of investment transactions. Their full service commissions are discounted and often represent substantial savings over standard full service commission rates.

Waterford Capital, Inc make commitment to keep up with these changing times without sacrificing customer service. Waterford was established on the belief that receiving discount commissions should not limit customer service.

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