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Home > Financial Services > Stock Brokers > Gardner Rich, L.L.C.

Gardner Rich, L.L.C.

Gardner Rich, L.L.C. is a member of NASD, the National Association of Securities Dealers. NASD is a self regulatory organization of the securities industry responsible for the operation and regulation of the NASDQ stock market and over the counter markets. It also administrates exams for the investments professionals, such as the series of 7 exams.

Gardner Rich has grown by focusing on its commitment to provide quality service and excellent trade execution for clients by meeting their needs in the equity, fixed income and derivative markets. Since the firm's inception, its goals have been twofold to serve institutional investors in the securities markets to compete, as a qualified, service oriented firm with outstanding execution and competitive prices, for a portion of the commissions generated by public pension funds and their outside managers.

They provide clients with consistently competitive order execution and a level of service comparable with firms many times its size. The level of repeat business the firm enjoys and the frequency with which it receives referrals, as well as its growth in size and stature, stand as a reflection of its commitment to excellence.

The Company’s traders take pride in providing clients with market insights and other value added services. Information is constantly made available to customers to ensure that they are fully apprised of major market developments, in order to make informed decisions regarding trades. They value each of their customers and the business they represent. The Company also provides international brokerage services for clients invested in foreign denominated securities, including both equities and fixed income. Through its well developed dealer network, the firm is able to provide quality execution at competitive market rates.

Their Mission statement such as highly respected in the institutional brokerage market. The firm's roster of clients includes a substantial number of the largest and most active institutional investors in the country. The firm has also developed a successful municipal securities underwriting business, having participated in deals worth over 5 billion dollars since 1990.

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