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Neuberger Berman, Llc




Neuberger Berman, Llc is a member of NASD, the National Association of Securities Dealers. NASD is a self-regulatory organization of the securities industry responsible for the operation and regulation of the NASDQ stock market and over the counter markets. It also administrates exams for the investments professionals, such as the series of 7 exams.
 
From their inception, Neuberger Berman has worked with one goal: to build and protect the wealth of their clients. Today, as a Lehman Brothers company, they continue to serve their clients with the same purpose, and with expanded capabilities to meet all their clients’ wealth management needs. Their commitment to wealth management has deep roots. In 1939, renowned investor Roy Neuberger founded the firm to manage money for wealthy individuals. The firm thrived and grew, earning a reputation for excellent performance and integrity.

In 1950, Neuberger Berman became one of the first firms to offer a no-load mutual fund to individual investors, and their mutual fund family has grown alongside the private client business. In 1971, they launched a portfolio for institutions, marking their formal entry into the institutional investment business. In 2003, they became part of Lehman Brothers, a leading global financial services firm. Today, Neuberger Berman offers a wide spectrum of investment products for a full range of clients, both individual and institutional. Their wealth management capabilities include tax and financial planning, fiduciary services, and financial advocacy for virtually any circumstance or need.
 
If you do well, they do well. That's why they provide broker/consultants with a full spectrum of investment products and a deep supply of sales support material. Here you'll find detailed information on their separate accounts and institutional-caliber mutual funds, as well as valuable materials designed to keep you informed and to help your business Practice Management, at right. Their respect for individual differences extends to their clients. They specialize in creating custom-tailored portfolios, based on a client’s investment goals, income needs, tax situation and tolerance for risk. They readily accommodate clients with investment restrictions or other special needs, such as large holdings of stock options. They can offer the most sophisticated structured finance solutions, when appropriate.
 
Neuberger Berman's Online Account Access provides a highly secure means to check your holdings whenever you want. Day or night, weekday or weekend, you can receive daily updated account information including portfolio summary and asset composition; check your transactions for the past 18 months; obtain realized capital gains/losses; and sign up for E-Confirms, a service that allows you to receive e-mail notice whenever your trade confirmations become available. If you wish, you may grant access to trusted advisors, such as your lawyer or accountant.

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