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Home > Financial Services > Stock Brokers > Oceana Partners Llc

Oceana Partners Llc

Oceana Partners Llc is a member of NASD, the National Association of Securities Dealer. NASD is a self regulatory organization of the securities industry responsible for the operation and regulation of the NASDQ stock market and over the counter markets. It also administrates exams for the investments professionals, such as the series of 7 exams.

Oceana Partners is an investment banking firm and broker dealer dedicated to providing innovative, professional financial services to emerging growth companies in the middle, small and micro cap markets. Their strength lies in their ability to identify and finance emerging growth companies in their early stages of development. Being independent and privately owned allows their commitment to this segment of the market to be unsurpassed.

The Company’s success is founded on delivering solutions while providing quality service to the entrepreneurial managers and their specialized financing needs. Larger bulge bracket investment banking firms continue to provide services to companies with significant deal sizes. Oceana Partners is focused on the void left by these firms, primarily the micro cap, small and middle market companies, providing quality investment banking execution with the introduction to the larger firms when appropriate.

The Company conducts their business with integrity and fairness, which is the backbone of their culture and tradition. Oceana Partners structures and places equity and debt securities for emerging growth companies, private companies through private equity and venture capital investments and public companies through private investments in public equities.

The association strength lies in their ability to identify and finance emerging growth companies in their early and later stages of development. They maintain solid relationships with dedicated PIPE funds allowing for the discrete and rapid placing of their clients’ securities with minimum disruption to their publicly traded securities.

Oceana Partners’ experienced team advises and executes transactions for well managed public and private companies with emerging technologies. Every client engagement is lead by senior, experienced professionals with specialized industry knowledge.

Healthcare Life Sciences Oceana Partners advises and executes transactions for healthcare and life science companies with novel therapeutic approaches and innovative devices. They work with their clients to ensure that the size and parameters of their transactions take into account the needs of their businesses.

At Oceana Partners they see opportunities in the disruptions that now engulf the marketplace. Their focus is national and international, wherever unique ideas and opportunities exist in the United States, Canada and Europe.

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