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Home > Financial Services > Stock Brokers > Rgr Financial Corp.
Rgr Financial Corp.
Rgr Financial Corp. is a member of NASD, the National Association of Securities Dealers. NASD is a self-regulatory organization of the securities industry responsible for the operation and regulation of the NASDQ stock market and over the counter markets. It also administrates exams for the investments professionals, such as the series of 7 exams.
As a full service brokerage firm, RGR offers a broad range of financial products including Listed and OTC Stock, Mutual Funds, US Treasury and Agency Bonds, Corporate and Municipal Bonds, Mortgage-Backed Securities, Zero-Coupon Bonds, Unit Investment Trusts.
They plan to quickly recover and resume business operations after a significant business disruption and respond by safeguarding our employees and property, making a financial and operational assessment, protecting the firm’s books and records, and allowing our customers to transact business. Their business continuity plan is designed to permit their firm to resume operations as quickly as possible, given the scope and severity of the significant business disruption.
Their business continuity plan addresses data back up and recovery, all mission critical systems, financial and operational assessments; alternative communications with customers, employees, and regulators; alternate physical location of employees, critical supplier, contractor, bank and counter-party impact; regulatory reporting, and assuring their customers prompt access to their funds and securities if they are unable to continue their business.
Their clearing firm, Bear Stearns Securities Corp., backs up their important records in a geographically separate area. While every emergency situation poses unique problems based on external factors, such as time of day and the severity of the disruption, they have been advised by them that its objective is to restore its own operations and be able to complete existing transactions and accept new transactions and payments ranging from real time and 4 to 12 hours.
At RGR they make your goals their business, working closely with you to develop the right financial strategies for each stage of your life including Retirement Planning, Estate Planning, Education Funding Analysis, Financial Planning, Self-Directed IRA Accounts, Roth IRA Accounts, Prototype Retirement Accounts, Dividend Investments and many more.
Financial Services Companies
all are here at FinancialBrowsers.com Permission is granted to reproduce this article as long as the above resource paragraph is left intact with active links.
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