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Ridgeway & Conger.




Ridgeway & Conger is a member of NASD, the National Association of Securities Dealer. NASD is a self regulatory organization of the securities industry responsible for the operation and regulation of the NASDQ stock market and over the counter markets. It also administrates exams for the investments professionals, such as the series of 7 exams.
 
Ridgeway & Conger, Inc. offers a wide range of financial products to retail customers:  fixed-income securities, equities, mutual funds and various insurance products. In addition to its retail functions, Ridgeway & Conger, Inc. provides management services to its branch offices and registered representatives. Clayton, Lowell & Conger, Inc., the parent company of Ridgeway & Conger, Inc., is one of the leading wholesale odd-lot specialists in the fixed-income securities business. The combination of Clayton, Lowell & Conger and Ridgeway & Conger assures their customers of competitive bidding and lower transaction costs on fixed-income security trades.
 
Ridgeway & Conger and Clayton, Lowell & Conger clear their trades through Legent Clearing in Omaha, Nebraska.  Legent Clearing is a well-established broker or dealer, registered in all 50 states with an excellent reputation. Legent is a member firm of the Chicago Stock Exchange as well as other principal exchanges.  Legent is also a member of the NASD and SIPC and a participant in all major clearing and depository institutions.  It is through their expertise they can offer such a wide range of insurance and financial products like industry research and news, mutual funds, proprietary wrap, life goal planner, cost basis analysis and asset based fee products.
 
Their clearing firm is Legent Clearing, LLC.  In their arrangement with Legent they are able to give you access to over 150 money managers on the envestnet platform, in fact you may already doing business with a lot of these managers.  Of course Legent is also well equipped to handle all of your brokerage business as well. They are a service company; they will assist you with every aspect of the transition to their firm.
 
The company is good at what ever they do and that is demonstrated by the fact that they have one of the highest client retention rates in the technology services industry. Their clients' success is mirrored in the company’s own financial performance. The Company has achieved record growth with revenues climbing thirty percent annually.
 

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