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SEI Investments Distribution Co.




SEI Investments Distribution Co. is a member of NASD, the National Association of Securities Dealers. NASD is a self-regulatory organization of the securities industry responsible for the operation and regulation of the NASDQ stock market and over the counter markets. It also administrates exams for the investments professionals, such as the series of 7 exams.
 
SEI Investments NASDAQ is a leading global provider of asset management and investment technology solutions. The company's innovative solutions help corporations, financial institutions, financial advisors, and affluent families create and manage wealth.
As of the period ending December 31, 2005, through its subsidiaries and partnerships in which the company has a significant interest, SEI administers $312.1 billion in mutual fund and pooled assets, manages $148.5 billion in assets, and operates 22 offices in 12 countries. Today successful people don't just enjoy their wealth; they're devoting time to their families and starting charities. And business leaders don't just focus on operational issues; they're working to reinvent their companies. SEI Investments is a leading provider of outsourcing business solutions for investment processing, securities trading, mutual fund processing, and asset management to them banks and private trust companies and European private banks. Professional investment advisors in the US, UK and Canada serve individual and institutional investors.  Corporations, endowments, foundations, unions and other institutional investors in the US, Canada, UK and South Africa.
 
They  believes that sound principles of corporate governance and high standards of corporate conduct are critical to creating and maintaining strong, rewarding and enduring relationships with their  investors and their  other key stakeholders, including their  employees, their  customers and suppliers, government officials and regulators and their  communities. Its management and employees under the direction of the Board of Directors of the company conduct the business and affairs of SEI. In fulfilling its duties, the Board and its committees oversee the corporate governance of SEI, oversee and advise management in developing their financial and business goals, oversee their public disclosures and the processes behind them, and evaluate management's performance in pursuing and achieving those goals.
 
SEI’s Board of Directors has adopted an Audit Committee Charter which describes the powers and responsibilities of the Audit Committee of their Board. Their Board has also adopted Board Nominee and Shareholder Communication Policies to foster effective shareholder communications with their Board.

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