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The (Wilson) Williams Financial Group.




The Williams Financial Group is a member of NASD, the National Association of Securities Dealers. NASD is a self-regulatory organization of the securities industry responsible for the operation and regulation of the NASDQ stock market and over the counter markets. It also administrates exams for the investments professionals, such as the series of 7 exams.
 
Williams Financial Group has developed a Business Continuity Plan explaining on how they will respond to events that significantly disrupt their business. Since the timing and impact of disasters and disruptions is unpredictable, the firm will have to be flexible in responding to actual events as they occur. With that in mind, they are providing you with this information on their business continuity plan.
 
The corporation, as your broker dealer, relies on access to your personal financial information so that they can make appropriate recommendations to you regarding the financial products and services offered through them.
 
The firm is committed to safeguarding their client’s personal information provided to them by their clients. This notice, describes their privacy policy and how they handle and protect your personal information.  The provisions of this notice apply to all present and former WFG customers.
 
The company is good at what ever they do and that is demonstrated by the fact that they have one of the highest client retention rates in the technology services industry. Their clients' success is mirrored in the company’s own financial performance. The Company has achieved record growth with revenues climbing thirty percent annually.

Their has been a steady corporate growth rate combined with the ability to maintain flexibility, unrelenting attention to detail, responsible quality control throughout the entire operation and total customer focus is enhanced further by associates who are among the brightest and most talented in the industry.

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