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Home > Financial Services > Stock Brokers > NBC Securities, Inc.
NBC Securities, Inc.
NBC Securities, Inc. is a member of NASD, the National Association of Securities Dealers. NASD is a self regulatory organization of the securities industry responsible for the operation and regulation of the NASDQ stock market and over the counter markets. It also administrates exams for the investments professionals, such as the series of 7 exams.
NBC Securities is a registered broker dealer, member National Association of Securities Dealers, and member Security Investor Protection Corporation. They are a Registered Investment Advisor with the Securities and Exchange Commission. As a wholly owned subsidiary of First American Bank, an affiliate bank of Alabama National BanCorporation, they serve a variety of investors; ranging from individuals and families to money managers and financial institutions. Company offers advisory portfolio services. Your APS advisor knows the way because they've been there before many, many times. They've navigated the broad and deep waters of investing enough to know where the risks lie. They've worked to chart many successful routes which have been used to help their clients reach their goals.
The company can consolidate their personal financing needs by signing up for money market checkwriting. This will allow you to write checks against money market balances in your brokerage account. There is no minimum balance required, no annual fee or monthly maintenance charges. Money market checkwriting gives you the tools you need to control your personal finances, including Automatic Daily Money Market Fund Sweep. Uninvested cash is automatically swept into your money market fund. Money market funds are redeemed to cover transactions as needed. Free, Unlimited Checking.Your personalized checks can be used anywhere. There is no minimum amount when you write checks.
The NBC Securities, Inc. Asset Management Account is an ideal way to keep on top of your financial transactions. But it does a lot more than just link you’re checking and investments in one convenient, easy to follow consolidated statement. In fact, it benefits you in many different ways. Should you need an interest bearing money market vehicle in which to hold idle cash, NBC Securities offers three money market sweep options which are Goldman Sachs Financial Square Fund Taxable, Goldman Sachs Financial Square Tax Free Fund Tax Free, and Federated Alabama Municipal Cash Series Trust Tax Free.
At NBC Securities, they have assembled a team of dynamic and experienced investment professionals. When you work with an NBC Securities investment professional, you gain access to the investment choices and personalized services you need. Their financial advisors can help you put together a financial plan that is right for you.
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