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Saxony Securities, Inc.


Saxony Securities, Incis a member of NASD, the National Association of Securities Dealers. NASD is a self regulatory organization of the securities industry responsible for the operation and regulation of the NASDQ stock market and over the counter markets. It also administrates exams for the investments professionals, such as the series of 7 exams.

Saxony Capital Management is a registered investment advisor and is affiliated with Saxony securities registered representatives of Saxony securities inc. may affiliate with Saxony capital management as an investment advisor representative to manage their client's assets on a discretionary basis.

Managed money is not a product like mutual funds, annuities or even individual stocks. Instead, it is a process that allows clients to select the appropriate investment alternatives to help meet their investment objectives. To help clients understand the steps to this process the following products will provide you with this process to reach the financial goals of your client.

The Company wants you to feel comfortable about your financial future. That is why they offer a broad range of products and services, including RIA programs, variable annuity products and insurance products. You can trust that they have your best interest in mind with their experienced back office staff and their up to date technology.

The Company also offers in office research capabilities. Their clearing firm Pershing offers a wide array of products and services that gives you and your clients, the solutions they are seeking to help reach their investment goals. They offer an extensive variety of investment products including turnkey and tailored advisory programs along with an in house insurance agency.

At Saxony Securities they pride themselves on offering an extensive variety of investment vehicles.  At the same time, they promote an independent culture without proprietary products or quotas. Saxony Securities provides equities, fixed income, mutual funds, annuities, individual retirement programs, qualified retirement plans, managed account programs this programs.

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