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Ubs Securities Llc.


Ubs Securities Llc. is a member of NASD, the National Association of Securities Dealers. NASD is a self regulatory organization of the securities industry responsible for the operation and regulation of the NASDQ stock market and over the counter markets. It also administrates exams for the investments professionals, such as the series of 7 exams. 
 
UBS is one of the world's leading financial firms. UBS is the world's leading wealth management business, a global investment banking and securities firm, a key asset manager, the market leader in Swiss corporate and individual client banking. As an organization, UBS combines financial strength with a culture that embraces change. As an integrated firm, UBS creates added value for clients by drawing on the combined resources and expertise of all its businesses.

The Company is present in all major financial centers worldwide, with offices in 50 countries. UBS employs more than 69,500 people, 39percent in the Americas and 37percent in Switzerland, 16percent in the rest of Europe and 8percent in the Asia Pacific time zone. They are one of the world’s leading firms in the investment banking and securities business, providing a full spectrum of services to corporate and institutional clients, governments and financial intermediaries. Their headquarters are in London and New York.

The Company employ roughly 18,200 people in 34 countries around the world, with their business run on a global basis and organized into the three distinct areas of equities fixed income rates and currencies and investment banking. With one in nine shares traded globally handled by UBS, they are a leading participant in the global primary and secondary markets for equity, equity linked and equity derivative products. 
   
The Company is a member of 108 stock exchanges, their fixed income, rates and currencies business delivers a broad range of products and solutions to corporate and institutional clients in all major markets, in investment banking, they provide first class advice and execution capabilities to global corporate, financial sponsor and hedge fund clients. Their services include advising on mergers and acquisitions, strategic reviews and corporate restructuring solutions.

The Company aim to deliver superior investment performance to clients through the management of their investments, across and within all major asset classes and through a number of investment approaches.

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