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Mid Atlantic Capital Corporation


Mid Atlantic Capital Corporation is a member of NASD, the National Association of Securities Dealers. NASD is a self-regulatory organization of the securities industry responsible for the operation and regulation of the NASDQ stock market and over the counter markets. It also administrates exams for the investments professionals, such as the series of 7 exams.

They at Mid Atlantic are dedicated to helping these business partners provide first class service to their clientele. You will find them committed to teamwork, innovation, and reliability. As their brokerage, trade processing and advisory businesses surpass the $15 billion mark in account assets; their know that this commitment is working for them and for those who rely upon us. They have prided themselves on meeting the most challenging demands of leading institutions, financial advisors and their clients. Through their drive for continual improvement, they are dedicated to meeting the increasing requirements of the marketplace in the years ahead. Their corporate headquarters is located at the Times Building, in the historic financial district of downtown Pittsburgh, Pennsylvania. Acquired in 1989 and completely renovated in 1990, the rich traditional architecture of The Times Building was preserved, but the functionality of the building was transformed to accommodate the high technology communications and processing needs of their business.

The fixed income availability for representatives is quite extensive and should fulfill most requirements. Through their clearing affiliation with National Financial Services, LLC as their clearing agent, they have access to Fidelity Capital Markets’ bond inventory, including their new issues of corporate bonds and preferred shares. they  are also subscribers to the Bond Desk Group, an ECN composed of over 50 top rated bond underwriters and market makers of fixed income securities, as they all as The Muni Center, an ECN handling municipals, corporates, treasuries, agencies, medium term notes, and certificates of deposit. they  also have trading relationships with they all known bond market makers such as Morgan Stanley, Bear Stearns, Spear Leeds & Kellogg, and they ells Fargo, to name a few.

In addition, their own Product Management Group monitors and analyzes ongoing actions and results of the managers they utilize. The goal of this ongoing process is to find the best of the best managers who are both above average and consistent in their results. They would like to emphasize that their trading desk operates solely as an agency desk, with prices quoted to you at their cost with no mark up. In this manner you can be assured that your clients are receiving the best prices available to Mid Atlantic, and that you, not a trader, will determine appropriate levels of mark up for the work done.

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