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Home > Financial Services > Stock Brokers > Nations Financial Group, Inc.
Nations Financial Group, Inc.
Nations Financial Group, Inc. is a member of NASD, the National Association of Securities Dealers. NASD is a self-regulatory organization of the securities industry responsible for the operation and regulation of the NASDQ stock market and over the counter markets. It also administrates exams for the investments professionals, such as the series of 7 exams.
Nations Financial Group, Inc. is a Midwest based broker & dealer serving Independent Financial Consultants who provide wealth management services to retail and institutional investors. They focus exclusively on supporting the Independent Representative with their sole objective being to provide you the tools and resources you need to deliver top tier service to your clients. The Company understands that they succeed only when your success is assured.
The Company believes in creating an atmosphere of trust and mutual respect with their Partner Consultants. With NFGI you are treated like a client, because that is exactly who you are their client. Just as they look to build a strong relationship with you, they understand you need to build and maintain strong relationships with your clients. That’s why they are committed to providing you with the products, services, operational and risk management support you need not only to compete but to excel.
The reason they are in business is to help their clients, the Investment Professionals they serve successfully establish and grow their own thriving independent financial services practice. They take tremendous pride in their ability to provide concierge level service with one of the highest support to representative ratios in the industry. Yet they maintain one of the most attractive payout schedules and lowest fee structures available.
They realize that Cedar Rapids, Iowa isn't normally considered to be the epicenter of the financial services industry. But, they think that being in the Midwest gives them a distinct advantage over other broker & dealers. Their People Friendly, Honest, Helpful, and Hardworking these aren't just clichés to them. They are their standards for service. They deliberately set out to find a firm that not only delivered world class investment products, research and technology but also shared their culture and commitment to service.
Client satisfaction is the most appropriate measure of their success, and they pride themselves on their high level of communication and service.
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