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Ledgewood Capital Management, Llc





Ledgewood Capital Management, Llc is a member of NASD, the National Association of Securities Dealers. NASD is a self-regulatory organization of the securities industry responsible for the operation and regulation of the NASDQ stock market and over the counter markets. It also administrates exams for the investments professionals, such as the series of 7 exams.

Ledgewood provides a full range of investment securities and products including equities, fixed income, municipal bonds, options, mutual funds and more.

They are strong believers in the old adage that it is time in the market that matters and not timing the market. With this in mind, they work with clients to develop an asset allocation strategy based on financial goals, risk tolerance and time horizon.  This way, together with their clients, they can establish and maintain a long term investment philosophy and manage risk in the portfolio through diversification.

Ledgewood has a contractual agreement with the Pershing whereby Ledgewood utilizes Pershing to clear all securities transactions on a fully disclosed basis. Under this arrangement Pershing acts in the capacity of their clearing firm.

Ledgewood is committed to providing quality investment services and products that enable their retail and institutional clients to achieve their financial objectives. They accomplish this task by leveraging the intimacy and creativity of a boutique firm with the strength and security of a major wire house.

At Ledgewood, their has been a steady corporate growth rate combined with the ability to maintain flexibility, unrelenting attention to detail, responsible quality control throughout the entire operation and total customer focus is enhanced further by associates who are among the brightest and most talented in the industry.

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