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Home > Financial Services > Stock Brokers > P. R. Herzig & Co. Inc.
P. R. Herzig & Co. Inc.
P. R. Herzig & Co. Inc. is a member of NASD, the National Association of Securities Dealers. NASD is a self-regulatory organization of the securities industry responsible for the operation and regulation of the NASDQ stock market and over the counter markets. It also administrates exams for the investments professionals, such as the series of 7 exams.
P.R. Herzig & Co. Inc. is an NASD registered broker-dealer and investment manager established in 1957. Since the 1980s, while retaining its broker-dealer structure, the firm has operated primarily as an investment advisor, managing money for the Herzig family and long time private clients, as well as a number of small institutions.
They provide quality, independent investment advice and portfolio management to a loyal clientele of wealthy individuals, pension funds, trusts, foundations seeking personalized and responsive service less readily available from larger financial institutions.
They are iconoclastic, value driven, and independent thinkers. They do not chase market trends or popular investment styles. They invest their money alongside that of their clients and when their clients do well, they do well. They value integrity; they place the interest of their clients above their own.
They are structured as a broker dealer and receive all their compensation in the form of commissions on purchases and sales of securities. This lets them keep administration to a minimum. Fiserv, Inc., one of the largest U.S. clearing firms, with 75 billion dollars in client assets, does their back office work and holds your securities.
Their senior portfolio manager’s has 25 years of investing experience. They have Ivy League degrees, having the CFA designations with a fourth in process. One of them formerly worked for the SEC, as well as for a major U.S. bank, and one for a major brokerage firm. Since 1957 they have managed money for wealthy individuals, pension plans, charitable foundations, the firm, and family members.
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