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Home > Financial Services > Stock Brokers > Lombard Securities Incorporated
Lombard Securities Incorporated
Lombard Securities Incorporated is a member of NASD, the National Association of Securities Dealer. NASD is a self regulatory organization of the securities industry responsible for the operation and regulation of the NASDQ stock market and over the counter markets. It also administrates exams for the investments professionals, such as the series of 7 exams.
Lombard was founded by former officers of Baker, Watts & Co. Inc, a NYSE Member. Lombard is guided by a nine-person unpaid Board of Directors, which includes eight retails brokers. Since 1991, Lombard has been building a network of independent brokers, coast to coast. It is now among the largest employee owned independent NASD member firms in the nation with approximately 70percent of the firm owned by its brokers and directors. Lombard is headquartered in Baltimore MD, and has numerous locations across the United States.
Lombard has received widespread acclaim for being on the cutting edge of technology systems. In fact, Lombard is one of the few firms in the industry to provide its brokers with real time entry and reporting systems. Real time account and investment information, integrated operational and client management systems, on line quotations and unbiased market research, pre market bidding for auctioned.
Focused on providing independent brokers with the operational and systems support they need to service their clients best, Lombard provides a unique blend of state of the art technology and the personal service of a quality regional firm, offers no proprietary products, encourages brokers to recommend appropriate products to clients by eliminating incentives that favor one product over another, eliminates hidden nickel and dime charges such as monthly fees to maintain registration.
The Company Lombard Securities know the time consuming and challenging nature of the tasks facing individual investors. Accordingly, they are committed to helping you set your goals and providing you with the service that you need to achieve them. Each of their trained and experienced representatives stands ready to meet your individual needs and investment objectives.
The Company investment recommendations are made to you because they believe in them and not because of a need to market proprietary wares. Wall Street often forgets that client objectives come first. After all, their success depends upon their client's success. The client relationships that their representatives have maintained over the years serve as a constant reminder of this at Lombard Securities.
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