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Home > Financial Services > Stock Brokers > Preferred Financial Group
Preferred Financial Group
Preferred Financial Group is a member of NASD, the National Association of Securities Dealer. NASD is a self regulatory organization of the securities industry responsible for the operation and regulation of the NASDQ stock market and over the counter markets. It also administrates exams for the investments professionals, such as the series of 7 exams.
The goal at Preferred Financial Group is to provide their clients with the best possible counsel, enabling them to reach their financial goals as quickly and safely as possible. They strive to provide their clients with the highest level of customer service and to assist them in any way they can. When appropriate they will offer the most competitive products and services available.
At Preferred Financial Group, your privacy is their privacy. Any information Preferred Financial Group gathers is for the sole purpose of meeting the needs of their customers.If the occasion arises that you should want need to send information about yourself or Preferred Financial Group will offer a simple way to submit such information and a place to store it securely.
The Company strictly protects the security of your personal company information and honors your choices for its intended use. They carefully protect your data from loss, misuse, unauthorized access or disclosure, alteration, or destruction. They also require the same privacy procedures from the institutions they do business with on your behalf.
The Company find themselves living today in uncertain times. Terrorist attacks wide scale regional disruptions are now possible as well as the more specific disruptions like a fire in their building, flood or a long term power outage. Their firm’s policy is to respond to any significant business disruption by safeguarding employee’s lives, firm property, and allowing their customers to continue to transact business after such an event as quickly as possible.
The Company may also ask to see your driver's license or other identifying documents. They may share information obtained from you with third parties to verify you identity, in compliance with this federal law. To help the government fight the funding of terrorism and money laundering activities, federal law requires all financial institutions to obtain, verify and record information that identifies each person who opens an account. When you open an account with Preferred Financial Group, they ask for your name, address, date of birth, and other information that will allow them to identify you.
In an effort to continue to provide their customers with the highest possible level of ongoing service they have made arrangements for back up facilities, records, and communications.
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