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Stanford Securities Incorporated


Stanford Securities Incorporated is a member of NASD, the National Association of Securities Dealers. NASD is a self-regulatory organization of the securities industry responsible for the operation and regulation of the NASDQ stock market and over the counter markets. It also administrates exams for the investments professionals, such as the series of 7 exams.
 
In the early 1980’s Stanley correctly identified the emergence of cable television, real estate syndications, equipment leasing, mutual funds, and high yield bonds as sound investment trends. The Company has assembled a unique and impressive array of intellectual property in the investment, estate, tax and business planning arenas.  This is supported through state of the art technology and a commitment to intimate personal service.

Their Strategic Asset Allocation involves evaluating global financial markets and positioning portfolios based on economic and market forecasts, as well as technical indicators.  Applying this model tactically offers versatile and responsive rebalancing. Weightings are allocated by asset class, country, region, sector, and industry and are adjusted for an investor’s risk and return objectives.

The Company is continually in the marketplace for high caliber individuals in the areas of marketing, technical support and administration. Marketing individuals are responsible for coordinating multi faceted financial, and investment management relationships with business owners, high net worth individuals and families. Support personnel are dedicated professionals with various combinations of legal, accounting, financial and investment education and training and are charged with keeping their clients at the forefront of tax efficiency and investment performance.
 
The Company provides a dynamic, flexible environment with significant performance based compensation coupled with stability.

They believe that an independent, proactive, and flexible investment style has a distinct advantage over the cumbersome, agreement driven and narrowly focused investment management found at conventional mutual funds. Technology and strict corporate governance have made the stock markets much more efficient for large capitalization stocks thereby marginalizing the value of individual stock selection in their view.

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