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Home > Financial Services > Stock Brokers > Alliance Advisory & Securities, Inc.
Alliance Advisory & Securities, Inc.
Alliance Advisory & Securities is a member of NASD the National Association of Security Dealer. NASD is a self regulatory organization of the securities industry responsible for the operation and regulation of the NASDQ stock market and over the counter markets. It also administrates exams for the investments professionals, such as the series of 7 exams.
Alliance Advisory & Securities provides professional financial planning and investment advisory services for individual and institutional clients. Alliance was conceived with the conviction that serving the client’s best interest in the financial planning process is the first priority. With this in mind, they developed an approach which resulted in a simplified financial management process.
They have developed a team of advisors and staff to provide their clients with a centralized and economical operation with all the necessary financial services. Services include investment consultation, financial and estate planning, risk management and tax planning. Alliance Advisory & Securities is a Registered Investment Adviser with the California Department of Corporations, a member of the National Association of Securities Dealers, and Securities Investor Protection Corporation.
Alliance may only transact business personalized investment advice in those states and international jurisdictions where registered, filed notice or when otherwise excluded or exempted from registration requirements. Many people and organizations today recognize that the management of their investments should reflect their deeply held values. Just as most of them would not think of doing business with a company whose services do harm to their neighbors, they are realizing that perhaps their financing of these companies through the purchase of their stocks can be equally harmful.
At Alliance, their preference is to invest in and own companies that provide a positive service and in fact can be a blessing to its customers. It turns out that companies like these tend to fare better in the long run. So following one’s principles does not necessarily involve sacrificing good investment returns.
Clients are offered a choice of two services. The first, Comprehensive Financial Planning which includes current and projected net worth and cash flow statements, investment analysis, investment balance, retirement analysis, estate planning, risk management and tax planning. The second, Focus Financial Planning, may include any selected combination of the services provided in the Comprehensive Financial Planning service. A close association of professionals working towards a common mission that is to create and manage wealth.
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